" Regulatory reform: "We're doing a lot of regulatory reform.
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The main regulators include the China Banking Regulatory Commission (CBRC), the China Securities Regulatory Commission and the China Insurance Regulatory Commission.
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The central bank also has a history of advocating broader financial reforms than the other principal financial regulatory agencies: the China Banking Regulatory Commission, the China Securities Regulatory Commission and the China Insurance Regulatory Commission.
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If we're going to start from a regulatory, but self-regulatory, federal regulatory perspective, you start at the top there of regulating political ads.
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This bill would also grant the Office of Information and Regulatory Affairs — run by the president's regulatory czar — broad authority to raise and lower regulatory hurdles, allowing further skewing of the law in an anti-regulatory direction.
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Regulatory review: The Federal Trade Commission (FTC) is initiating a regulatory review.
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The Regulatory Review Act calls for the creation of an independent regulatory review commission to remove a third of the regulatory obligations created by the agency.
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At end-2016, regulatory capital ratios were significantly above their minimum regulatory levels.
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The Trump administration's regulatory agenda is better characterized as a de-regulatory agenda.
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Ball has received conditional regulatory approval from regulatory agencies in Brazil and Europe.
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NEW YORK (Thomson Reuters Regulatory Intelligence) - The Financial Industry Regulatory Authority has opened a discussion on the use of regulatory technology tools in compliance, by issuing a report{here} entitled "Technology Based Innovations for Regulatory Compliance (RegTech) in the Securities Industry".
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The one thing they talk about is a regulatory freeze and a regulatory review.
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The consultation paper says Britain's regulatory framework should deliver "robust regulatory standards and supervision".
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Governors, legislators and even some regulatory agencies have focused on state regulatory policy lately.
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The lack of resources for regulatory enforcement also affects the debate on regulatory burden.
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The China Banking Regulatory Commission (CBRC) document, published on its official website, called on regulatory departments to strengthen oversight and beef-up their inspections to address regulatory shortcomings.
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In the Financial Industry Regulatory Authority's (FINRA) annual Regulatory and Examination Priorities Letter, published Jan.
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This alone may stifle regulatory action as much as the limits on net regulatory costs.
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President Trump revolutionized regulatory practice when he came into office, giving agencies a regulatory budget.
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The company operates under a strong regulatory capital regime that includes high minimum regulatory capital requirements.
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Hybrid securities have historically supported Banorte's regulatory capital position; regulatory metrics are well above the minimum.
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Despite the data on regulatory enforcement, the image persists of zealous policing by federal regulatory agencies.
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Juul hired Joe Murillo, the head of regulatory affairs for Altria, as its chief regulatory officer.
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There was no immediate comment on the draft regulation from the People's Bank of China, the China Securities Regulatory Commission, the China Banking Regulatory Commission or the China Insurance Regulatory Commission.
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At end-1Q16, Oschadbank had a regulatory capital adequacy ratio (CAR) of 12.8% (regulatory minimum: 10%), which allowed the bank to increase its LIR by 9563% without breaching regulatory capital requirements.
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"This is another step in the President's regulatory agenda -- de-regulatory agenda, regulatory certainty, as Peter indicated, a billion dollars in savings with respect to over 22 significant regulatory actions that we've been involved in here at the agency," he said at an event at the EPA.
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"This Agenda represents the beginning of fundamental regulatory reform and a reorientation toward reducing the overall regulatory burden on the American people," said Neomi Rao, the budget office's administrator for regulatory affairs.
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There are regulatory issues involving not just one, or a few, but conceivably hundreds of regulatory domains.
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"This regulatory arbitrage won't change until we have a level regulatory playing field next summer," Ramakrishnan said.
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The total regulatory capital ratio was 13% at end-1H17, comfortably above the minimum regulatory capital requirements.
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The changes come after incumbent operators expressed concerns to regulatory body, Telecom Regulatory Authority of India (TRAI).
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Failure to meet regulatory solvency margin requirements or further regulatory interventions could also lead to a downgrade.
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"Regulatory power should not be used by any regulatory body to pick winners and losers," he said.
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REGULATORY DIVERGENCE CAN BENEFIT SHORT-SELLERS Hedge funds sometimes can use this regulatory divergence to their advantage.
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Reporting and regulatory filings suggest that Fox rejected higher bids from Comcast previously due to regulatory concerns.
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"Our analysis of the regulatory environment demonstrates significant gaps in their regulatory oversight," the report goes on.
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The first order of business is to loosen that regulatory noose, one regulatory knot at a time.
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The regulatory environment DiMarco said the biggest hurdle currently facing the auto industry is the regulatory environment.
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But other government groups, like the Federal Energy Regulatory Commission, an independent regulatory body, are still running.
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At end-June 261, its regulatory solvency ratio was 22%, in excess of the regulatory minimum of 28256%.
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The subordinated notes are afforded equity credit for regulatory solvency purposes, and Fitch has applied its "regulatory override".
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The governance and regulatory solutions group assists it and its clients in managing risk, and meeting regulatory obligations.
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For 2018, the administration produced a regulatory "budget" with the goal of cutting $9.8 billion in regulatory costs.
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The claim was filed with the Financial Industry Regulatory Authority, a self-policing regulatory body for financial firms.
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Sure, Congress makes noise about reforming the regulatory process and gaining more of a voice in regulatory decisions.
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According to regulatory filings, Fox initially rebuffed a higher bid from Comcast due to fears of regulatory hurdles.
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But Gorsuch worries that too much deference to regulatory agencies can make the regulatory process arbitrary and undemocratic.
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The main financial regulators include the China Banking Regulatory Commission, the China Securities Regulatory Commission (CSRC) and CIRC.
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He also established in each agency a "regulatory reform officer" and task force responsible for reducing regulatory burdens.
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To stop legislators from taking credit for regulatory protection but shifting to agencies blame for the regulatory burdens.
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Regulatory Overview: The utility's multi-state service territory and diversified regulatory environment support the ratings and Stable Outlook.
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Lower Regulatory Uncertainty: AIS faces less regulatory risk as the company migrates its operations and subscribers to the licence regime, which has a clearer regulatory, policy and legal framework compared with the concession system.
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In one of the options currently under discussion, China's top financial regulators - the China Securities Regulatory Commission (CSRC), the China Banking Regulatory Commission (CBRC) and the China Insurance Regulatory Commission (CIRC) - would be merged.
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"We believe these are exactly the type of regulatory actions the administration had in mind when issuing the regulatory freeze and review process," said Vaughn Jennings, the group's managing director of government and regulatory communications.
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"So all of this requires a regulatory framework and it has to be a global regulatory framework," said Gonzalez.
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We also expect a stable regulatory environment for expressway operators, with little negative regulatory changes in the near term.
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The surveillance and enforcement regulatory responsibilities currently assigned to (Self-Regulatory Organizations) should be centralized to the extent practicable.
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Fitch also believes a regulatory commercial real estate (CRE) regulatory guidance from December 2015 has impacted CRE loan growth.
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Since so many of Obama's policies were regulatory, Trump can use the same regulatory process to roll them back.
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Berkeley's O'Connell notes that institutions like the Federal Energy Regulatory Commission and Nuclear Regulatory Commission also suffer without appointees.
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Genuine regulatory reform can only come about with transformative appointments to a score of independent agencies and regulatory commissions.
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Virtually every "regulatory reform" measure passed by this Congress has included provisions expanding OIRA's regulatory review and oversight mandate.
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Republicans can vote for agencies to reduce regulatory burdens but leave them with the responsibility for reducing regulatory protection.
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Regulatory Risks: KT's credit profile will remain vulnerable to any changes in the regulatory environment in the short term.
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A regulatory filing last month showed Fox initially chose Disney over Comcast in part over fear of regulatory challenges.
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Similarly, Trump promised lower regulatory burdens in an executive order but shifted to agencies blame for less regulatory protection.
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The plan unveiled on Tuesday calls for merging the China Banking Regulatory Commission and the China Insurance Regulatory Commission.
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"Federal agencies must avoid regulatory or non-regulatory actions that needlessly hamper AI innovation and growth," says the memo.
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In order to gain the support (or at least to avoid the veto) of presidents who supported regulatory initiatives, regulatory reformers added provisions that left implementation of the reforms largely in the hands of regulatory agencies.
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Over the years, Icahn's businesses have had occasional regulatory run-ins, according to disclosures with the Financial Industry Regulatory Authority.
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"We believe that given the regulatory environment, these pricing actions could bring greater regulatory scrutiny and headline risk," Maris wrote.
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As of December 2016, the Tier 1 regulatory capital ratio was 12.7% and total regulatory capital ratio stood at 15.3%.
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"We will pay particular attention to regulatory arbitrage and determine the appropriate response, be it regulatory or supervisory," Coen added.
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Regulatory and Litigation Uncertainty: The ratings recognize several potential overhangs on MCO's credit profile, namely regulatory and litigation-related uncertainties.
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At end-September 2016, its regulatory risk-based capital ratio was 472%, in excess of the regulatory minimum of 13%.
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They said they needed regulatory harmonization, but there was no evidence that the lack of regulatory harmonization was impeding trade.
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Regulatory Risks Well Managed: The ratings reflect Fitch's expectation of Baidu's continued healthy relationships with China's government and regulatory authorities.
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The regulatory Tier 1 CAR was 12.4%, potentially allowing LB to absorb 4% of losses without breaching regulatory capital requirements.
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Those self-regulatory groups include the Financial Industry Regulatory Authority and stock exchanges such as the New York Stock Exchange.
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However, the company faced substantial regulatory roadblocks and Free Basics was eventually banned by India's Telecom Regulatory Authority in February.
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The concepts of regulatory "stock" and "flow" help explain why less regulatory activity doesn't necessarily add up to much deregulation.
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Below we review the products, the regulatory picture, recent regulatory actions and warnings surrounding their sales, and offer compliance suggestions.
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One commissioner on the Federal Energy Regulatory Commission (FERC) has proposed delaying certain regulatory actions amid the global coronavirus outbreak.
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But it should give pause to anyone who would dismantle regulatory analysis or OIRA because of frustration about regulatory choices.
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A concept of RegTech (regulatory technology) is being promoted to improve regulatory reporting and allow for better surveillance and oversight.
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Seven government administrations including the People's Bank of China, China Securities Regulatory Commission, China Banking Regulatory Commission and China Insurance Regulatory Commission issued a joint statement where they reiterated that ICOs are unauthorized illegal fund raising activity.
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Release of the Office of Information and Regulatory Affairs' (OIRA) semi-annual Unified Agenda of Regulatory and Deregulatory Actions is usually greeted with a yawn except from the most ardent regulatory nerds, but this year was different.
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The regulatory comprehensive solvency ratio was 300% as of end-2015 under the new regime, well above the 100% regulatory minimum.
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HSBC's regulatory end-point common equity Tier 1 ratio has consequently remained unchanged at 11.9% against known regulatory requirements of 11.2%.
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"We will work closely with all of the regulatory agencies involved, and we are confident that we will receive regulatory approval."
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Ixxéo has developed its own "regulatory engineering model" that mirrors the "complex and evolving set of parameters" used by regulatory authorities.
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The company's capitalisation, measured by regulatory risk-based capital, was well above the regulatory minimum of 130% at end-December 2015.
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The company said it remained cautious in its short-term outlook, citing uncertainties around current regulatory reviews and future regulatory changes.
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At end-September 2015, its regulatory risk-based capital ratio was 458%, well in excess of the regulatory minimum of 100%.
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Regulatory burdens also rose sharply, differentiated by the severity with which "know thy client" regulatory burdens were mandated on the banks.
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Regulatory agencies — including the Public Service Commission and the federal Nuclear Regulatory Commission — still need to sign off on the deal.
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Earlier this year, the Financial Industry Regulatory Authority put into effect two regulatory changes to help protect seniors from financial exploitation.
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Thus, regulatory agencies should limit their enforcement actions and regulatory prescriptions to cases where there is evidence of harm to consumers.
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In fact, small banks received the bulk of regulatory relief from this new Economic Growth, Regulatory Relief and Consumer Protection Act.
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If hackers took over the account of, say, a regulatory official, they could manipulate the stock market by tweeting regulatory changes.
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POI maintained its regulatory capital ratio above 200% at end-September 2015 (end-FY15), well beyond the regulatory minimum of 130%.
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By creating regulatory barriers to trade with Mexico, all Trump does is punish people on both sides of the regulatory wall.
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Compliance/Regulatory OversightThe majority of regulatory oversight stems from recordkeeping, but the consequences of not maintaining records is inarguably much worse.
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"The agreement should include provisions on good regulatory practice and regulatory co-operation, in relation to business activities," the document said.
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Two days later, Chinese regulators—the Securities Regulatory Commission and the Banking Regulatory Commission, among others—curtailed initial coin offering (ICOs).
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Boeing said it was engaged with regulatory authorities in relevant jurisdictions and was continuing to work through the regulatory approvals process.
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Washington is focused on The Tax Cuts and Jobs Act while significant regulatory reform proposals, like The Regulatory Accountability Act, languish.
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China's regulatory body, the China Securities Regulatory Commission (CSRC), on Thursday suspended the recently implemented circuit breakers, a regulatory tool designed to limit how far stocks can fall after the market shut down for a second time this week.
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On regulatory economics, Obama has expanded the reach of the regulatory state to restructure any industry that runs afoul of progressive priorities.
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Abu Dhabi has created the region's first "regulatory sandbox", allowing new products to be tested for two years without full regulatory compliance.
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Regulatory Scrutiny delays Completion: Fitch expects the regulatory and competition authority review, spanning a wide range of geographies to last until 1Q18.
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In contrast, the United Kingdom examined the failures of its regulatory system during the financial crisis and created a new regulatory structure.
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James Lankford, (R-Okla.), is chairman of the Regulatory Affairs Subcommittee and lead sponsor of the Small Business Regulatory Flexibility Improvements Act.
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The initial success in stopping the Obama-era regulatory onslaught will be paired with legislative reforms to transform the regulatory state fundamentally.
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Even bigger gains can be made from closer regulatory cooperation, easing costly and cumbersome regulatory burdens for U.S. and European export companies.
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The solution to this regulatory problem, so argue some in the fintech industry, is the creation of a more customized regulatory regime.
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NEX Regulatory Reporting, which went live earlier this year, has around 135 buyside and sellside clients accessing its global regulatory reporting services.
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As such, its unsurprisingly lobbied to reduce regulatory oversight of itself, while expanding regulatory oversight of competitors like Google, Facebook, and Netflix.
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These leading regulatory scientists with real-world experience are actually effective critics of the EPA's flawed and even dangerous regulatory over-reach.
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The HHS Notice essentially creates a "regulatory sandbox," which is a trial of a regulatory regime for a limited period of time.
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Its regulatory solvency ratio was 112% at end-June 2017, in excess of the regulatory minimum of 13% (end-June 2016: 110%).
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Not surprisingly for a federal agency with a built-in pro-regulatory bent, the commission's malady leads to regulatory policy run amok.
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"A regulatory approach to deep decarbonization is expensive," wrote Sam Batkins, the AAF's director of regulatory policy and author of the study.
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First, the U.S. should consolidate national regulatory authorities to ensure the regulatory process at home encourages, rather than hinders, commercial space activities.
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Dudley, the director of GWU's Regulatory Studies Center, is a former administrator at the White House Office of Information and Regulatory Affairs.
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A key member of Crosthwaite's team is Murillo, a former colleague from Altria who leads Juul's regulatory efforts as chief regulatory officer.
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In addition to securities regulators, self-regulatory organizations such as the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) impose additional regulatory compliance obligations on fintechs that operate in the investment advisory space.
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Regulatory Tier 33717 CAR was a tighter 33710003% due to conservative 3371956% risk weighting of foreign currency loans and regulatory deductions of investments in Bank Republic, potentially allowing TBC to additionally reserve 33719908% of loans before breaching the regulatory minimum.
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"This is another step in the President's regulatory agenda, de-regulatory agenda ... a billion dollars in savings with respect to over 22 significant regulatory actions that we've been involved in here at the agency," Pruitt said at EPA headquarters Tuesday.
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Regulatory liquidity coverage ratio (LCR; under Basel III rules and local regulatory requirements) is well above the legal requirement of 80% for 103.
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As an investor, Altria said it will provide Cronos with its expertise in regulatory affairs, regulatory science, compliance, government affairs and brand management.
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The stake sale, aimed at removing regulatory risks, was scheduled to be completed before Thursday's market opening, it said in a regulatory filing.
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"A history of weak regulatory oversight has led to this problem, and only a stronger regulatory framework can fix it," the report said.
|
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David Shoemaker, a military regulatory expert, wrote to an official at the Food and Drug Administration with questions about the company's regulatory strategy.
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The first agreement is with the China Banking and Insurance Regulatory Commission and the second with China's Securities Regulatory Commission, the official said.
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A regulatory reform that ensures effective congressional oversight throughout the regulatory process would be a more effective way to deal with the problem.
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The researchers refer to advisors regulated by the Financial Industry Regulatory Authority, the industry's self-regulatory organization overseeing broker-dealers and brokerage firms.
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Novikom's capitalisation is tight, with the regulatory Tier 1 ratio of 6.4% at end-11M15 only marginally above the regulatory minimum of 6%.
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Regulatory reform legislation should set an annual regulatory budget as well as require that every major regulation obtain congressional approval before taking effect.
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While 2017 may bring a lighter regulatory touch from the federal government, it may also herald a heavier regulatory hand from the states.
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In operationalizing a more ambitious approach to regulatory cooperation in North America, the Office of Information and Regulatory Affairs (OIRA) will be crucial.
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In nearly 20173 percent of the cases, the FDA reviewers did not capture regulatory history information, including "adverse actions" from other regulatory agencies.
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Malaysian Re's capitalisation measured by regulatory risk-based capital (RBC) ratio remained well above the regulatory minimum of 130% at end-September 2015.
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Regional protectionism in regulatory policy was a term used several decades ago to describe the regional effects built into regulatory acts of Congress.
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Even Bradley Tusk, a political strategist known for helping companies navigate the regulatory waters, says a kind of regulatory road map is overdue.
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Uber — The ride-sharing company acknowledged in a regulatory filing the coronavirus poses a material risk to its business in a regulatory filing.
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Looking ahead to fiscal 2018, regulatory agencies are upping the ante and promising to issue three deregulatory actions for every new regulatory action.
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However, I realize that over time, either by regulatory creep or interpretations by regulatory authorities, legitimate issues have been raised affecting community banks.
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All infrastructure projects need regulation, but in order to ensure that private investment flourishes, our nation's regulatory agencies must provide more regulatory certainty.
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In a statement, the New York regulator said the OCC decision will impose an "unjustified" federal regulatory scheme on the state regulatory landscape.
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Cars are a regulatory environment, all that's going to be a lot faster and more innovative because it's already within a regulatory framework.
|
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NEW YORK (Thomson Reuters Regulatory Intelligence) - Ten years after the financial crisis, the resulting push for global regulatory harmony is giving way to divergent stances on the need for compliance, according to the Thomson Reuters Special Report: "State of Regulatory Reform 2018".
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Political officials from the Trump administration may still be interfering with science at regulatory agencies at regulatory agencies like the Environmental Protection Agency and the Department of Interior, but at least they've left non-regulatory science agencies like NASA and NOAA alone.
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Economists say the meeting this weekend will likely focus on how the central bank can better coordinate with the China Banking Regulatory Commission (CBRC), the China Securities Regulatory Commission (CSRC) and China Insurance Regulatory Commission (CIRC) to tackle weaknesses in the financial system.
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New York (Thomson Reuters Regulatory Intelligence) - Banking regulators around the world should remain vigilant against a growing threat of regulatory rollback to avoid potential regulatory fragmentation, said Vítor Constancio, Vice-President of the European Central Bank speaking at an international financial regulation conference.
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"The administration is really beginning fundamental regulatory reform," said Neomi Rao, who was confirmed last week as the administrator of the White House's Office of Information and Regulatory Affairs, a position that puts her at the center of the administration's regulatory overhaul.
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Andrew will be instrumental in shaping our regulatory strategies from investigational new drug, or IND, applications and first-in-man studies through regulatory approvals.
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Regulatory superstate Our regulatory, administrative superstate, however, has replaced the sovereignty of the American people with the sovereignty of unelected and unaccountable Washington bureaucrats.
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BEIJING (Reuters) - The China Insurance Regulatory Commission said on Sunday that regulatory loopholes should be plugged and supervision stepped up to the overcome shortcomings.
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Increasing regulatory clarity, ensuring adequate scientific capacity, and modernizing regulatory frameworks for advanced therapies, such as regenerative medicine, will also result in vast improvements.
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As many U.S. states such as California move towards implementing similar regulatory frameworks we are seeing this uptake based on regulatory trends trickle downstream.
|
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The whole government system is now ultimately opposed to "the means" – unbounded, unchecked, Title II regulatory authority -- that enabled the FCC's exceptional regulatory overreach.
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In a speech earlier this year, Richard Ketchum, then-CEO of the Financial Industry Regulatory Association (FINRA), set culture as a top regulatory priority.
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Regulatory challenges still loom large The technology for that kind of fully self-driving car is advancing rapidly, but regulatory challenges still loom large.
|
|
The New York regulatory agency said Thursday's approval follows a comprehensive and rigorous review of Coinsource's application and is subject to significant regulatory conditions.
|
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A report last month said that a plan to merge the China Banking Regulatory Commission and the China Insurance Regulatory Commission was being drafted.
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In a second regulatory executive order, Trump directed agencies to designate an agency official to be a "regulatory reform officer" who oversees deregulatory activity.
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Regulatory capital requirements in 2019 are expected to be 8.2%, 9.7% and 0003% for its CET1, Tier 1 and total regulatory capital ratios, respectively.
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"The Company may receive additional related regulatory and investigative inquiries from these and other entities in the future," CBS said in a regulatory filing.
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It began in 2009 and involved years of reviews, community meetings, and regulatory approvals from multiple agencies, including DOE and the Tennessee Regulatory Authority.
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Some have mistakenly characterized this proposal as a "regulatory rollback" when it is actually a technical adjustment that builds on established offshore regulatory practice.
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Potential regulatory scrutinyWhile Grubhub&aposs potential sale makes sense, the move is likely to draw heavy regulatory scrutiny, according to analysts at Morgan Stanley.
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The Choice Act accordingly puts all the regulatory agencies, including the regulatory part of the Federal Reserve, under the democratic discipline of Congressional appropriations.
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One reform that enjoys some bipartisan support is a requirement that independent regulatory agencies conduct a Regulatory Impact Analysis (RIA) before issuing major regulations.
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The Landis proposal is neither pro- nor anti- regulatory, but rather calls for elected lawmakers to strike the balance between regulatory benefits and costs.
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Engelke joined Juul in February 2018, and oversaw quality and regulatory affairs at the company before Joe Murillo was appointed its chief regulatory officer.
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An amendment to the energy chapter of NAFTA currently allows for these regulatory barriers by granting Mexico unilateral regulatory power in the energy sector.
|
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Streamlining the federal regulatory structure also will help reduce compliance costs by creating coordinated regulatory standards, freeing up more capital for small business lending.
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HK) said in regulatory filings on Wednesday it had been fined 308.3 million yuan ($44.75 million) and warned by the China Securities Regulatory Commission.
|
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Mr. Wheeler understands how the regulatory process works and the type of effort that is required to develop effective and legally defensible regulatory reforms.
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New technologies have spawned new regulatory challenges...Reaffirming FTC jurisdiction over activities that fall outside of common-carrier services avoids regulatory gaps and provides consistency and predictability in regulatory enforcement Federal Communications Commission (FCC) Chairman Ajit Pai, in a statement, also welcomed the result.
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It has set a series of policy goals at several agencies, including the Energy Department, the Federal Energy Regulatory Commission, and the Nuclear Regulatory Commission.
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Swift regulatory approvals in China would allow Indian companies to boost revenue at a time when pricing scrutiny and regulatory troubles have hurt U.S. sales.
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Money managers such as Mr. Greenberg are overseen by the Financial Industry Regulatory Authority, or Finra, a self-regulatory group that isn't a government agency.
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The inclusion of the NCDs in regulatory capital by the Guangdong branch of the China Banking Regulatory Commission is intended to ease pressure on banks.
|
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In the regulatory filing, Disney and Fox cited regulatory hurdles as reasons to reject Comcast's bid, even though they did not reference it by name.
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Each RRO shall oversee the implementation of regulatory reform initiatives and policies to ensure that agencies effectively carry out regulatory reforms, consistent with applicable law.
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Bulley, who joins from the Prudential Regulatory Authority (PRA), will be a partner in Deloitte's EMEA Centre for Regulatory Strategy, Deloitte said in a statement.
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However, in terms of regulatory capital limits, Provincia has to comply with the rules applied to banks (minimum of 2908% of total regulatory capital ratio).
|
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Regulatory sources said much closer cooperation between the SFC and the China Securities Regulatory Commission (CSRC) over the past two years had seen some successes.
|
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Regulatory measures to boost scrutiny and transparency in the wealth management business augur well for foreign players already used to close regulatory scrutiny, it said.
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The regulatory reform bill that has passed the House and has the greatest chance of becoming law in some form is the Regulatory Accountability Act.
|
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Regulatory burdens: The U.S. Department of Agriculture is continuing to review its regulatory programs and evaluate not only how effective, but how burdensome they are.
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It would consolidate the commission with four other regulatory agencies under a single Public Service Regulatory Board governed by three commissioners appointed by the governor.
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Trump has also undertaken a regulatory revolution, realigning the administrative state to save $23 billion in regulatory costs that was weighing down the domestic economy.
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At the Big Board, Mr. Albanese will oversee regulatory compliance for companies that list on the exchange as well as the internal regulatory affairs groups.
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Other countries would have to give regulatory approval for the new cotton plant to be grown, though U.S. regulatory action often is taken into consideration.
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"A national fintech charter will impose an entirely unjustified federal regulatory scheme on an already fully functional and deeply rooted state regulatory landscape," she said.
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The fact that the money got huge almost overnight, before there were good regulatory or even self-regulatory models in place, made the problem acute.
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She also spent three years as chairwoman and chief executive of the Financial Industry Regulatory Authority, an industry self-regulatory watchdog that oversees financial brokers.
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Thomson Reuters Regulatory Intelligence reached out to Robert Fettman of the international law firm Hogan Lovells for his take on the regulatory outlook for insurtech.
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Our new business line, staffed by experienced regulatory experts, will provide cogent, timely, and deeply researched analysis of regulatory decisions and their impact on companies.
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All of this could be a part of an paperwork budget similar to its regulatory budget that has been so successful in limiting regulatory expansion.
|
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However, perhaps more important is the "regulatory budget" it set up, which essentially set a cap on new regulatory costs executive branch agencies can impose.
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The report aims to give a baseline for regulatory timelines and show how much longer the process would take if Republicans' regulatory reforms are enacted.
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GOP REGULATORY AGENDA TAKES SHOTS AT FCC: House Republicans' regulatory agenda that was unveiled on Tuesday includes some harsh criticism of the Federal Communications Commission.
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The Enforcing the Regulatory Reform Agenda executive order will create a task force and regulatory reform officer at each federal agency, appointed by agency heads.
|
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The regulatory impact analyses CMS prepares are much more streamlined than EPA or OSHA's, and they focus more on regulatory efficiency than benefit-cost analysis.
|
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Rather, overreliance on cost-benefit analysis is one of the major problems right now in our regulatory process and is linked to excessive regulatory delay.
|
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Banks may enjoy reduced regulatory compliance costs as the Trump administration chops away at the banking industry's regulatory burden, but given how expensive fines and penalties can be for compliance failures — witness Wells Fargo's pending $1 billion regulatory penalty — banks of all sizes need to proceed very carefully in reducing their spending on regulatory compliance activities lest they increase the risk of future penalties.
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The SEC is also enhancing the Information related to the number of the investment adviser's clients and the amount of regulatory assets attributable to regulatory accounts.
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Regulatory Risk in Pharma: JPL and its peers face regulatory risks associated with non-compliance with cGMP (current Good Manufacturing Practice) norms stipulated by the USFDA.
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The FDA agents carry guns and only investigate criminal violations, though the unit is housed inside the agency's civil regulatory arm, the Office of Regulatory Affairs.
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Generally, brokers are registered with the Securities and Exchange Commission and overseen by the Financial Industry Regulatory Authority, a self-regulatory agency for the financial industry.
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PRIVACY, REGULATORY CONCERNS Although Libra backers were hopeful about its prospects, some said they were aware that consumer privacy concerns or regulatory barriers may present hurdles.
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They also visited the China Banking Regulatory Commission and its Beijing subsidiary, as well as the headquarters of Minsheng Bank, and the China Securities Regulatory Commission.
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In addition to being jarringly inconsistent about regulatory cost-cutting, the new administration hasn't realized that there's more to pro-growth regulatory reform than cutting costs.
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Or how about Zenefits' string of extensive lawsuits and fines over insurance regulatory violations, leading to a CEO change and a renewed focus on regulatory scrutiny.
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At the end of February 2016, Mexican commercial banks showed a total regulatory capital ratio of 14.52% and a Tier I regulatory capital ratio of 12.99%.
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He advises firms on all regulatory and compliance issues that impact the consumer lending industry, and defends them against charges of liability and any regulatory violations.
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Despite discussion of regulatory relief under the new administration, insurers will continue to face a very challenging regulatory landscape and a potentially uneven marketplace across states.
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Unfortunately, federal agencies have found ways to work around their compliance with the Regulatory Flexibility Act (RFA) and Small Business Regulatory Enforcement and Fairness Act (SBREFA).
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EPA officials use regulatory hearings to gather input from the public and stakeholders, and the comments they receive are considered part of the official regulatory record.
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Florida East Coast Railway, which established that regulatory agencies could use either formal or informal rulemaking for most regulatory actions, including their most economically significant ones.
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Walgreens executives said they have tried "to address all of the substantive regulatory points raised" by the FTC during the regulatory review of the original deal.
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Then ATF will likely prepare a "regulatory impact analysis" that lays out the pros and cons of alternative regulatory actions that are consistent with the law.
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This is in addition to individual states' requirements and those of self-regulatory organizations such as the Financial Industry Regulatory Authority and the National Futures Association.
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In December, White House Office of Information and Regulatory Affairs Administrator Neomi Rao said federal agencies issued 67 deregulatory actions and three regulatory actions through September.
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Deals • A new regulatory filing showed that 21st Century Fox thinks a deal with Walt Disney more likely to win regulatory approval than one with Comcast.
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ON TAP TUESDAY: Acting Federal Energy Regulatory Commission Chairwoman Chery LaFleur will speak at a morning session at the National Association of Regulatory Commissioners' winter meeting.
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"It's really the beginning of a kind of fundamental regulatory reform," Neomi Rao, head of the White House Office of Information and Regulatory Affairs, said Wednesday.
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Add the Federal Energy Regulatory Commission to the list of technocratic regulatory agencies thrown into turmoil as President Donald Trump's appointees seek to steer its agenda.
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Nasional Re's regulatory risk-based capital ratio was 172.5% at end-July 2016 (end-2015: 168.1%, 2014:136.2%), well in excess of the 120% regulatory minimum.
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Bank analysts said clearing regulatory hurdles will still be a tough task, as Wells Fargo is currently operating under more than a dozen regulatory consent orders.
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But investor participation has been subdued due to regulatory uncertainty, risk of yuan depreciation, and anxiety about the heavy-handed regulatory response to the stock crash.
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After talks with the regulatory authorities, NSF said its offer for Provident Financial would lapse as the regulatory condition would not be satisfied by Wednesday midnight.
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One way in which regulatory contracts could prove particularly useful at the CFPB is in creating a healthy "regulatory sandbox" for new innovators in consumer finance.
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As federal regulatory programs are invalidated under a revived non-delegation doctrine, state regulatory programs will have to pick up the slack to ensure the continuity of their health and safety, environmental and other important regulatory programs that currently depend on standards set by federal regulations.
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"We do have a lot of concerns about black market sources," said Judy McMeekin, deputy associate commissioner for regulatory affairs within the FDA's Office of Regulatory Affairs.
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Britain's Financial Conduct Authority (FCA) worked closely with the China Securities Regulatory Commission (CSRC) on the Connect project and signed a memorandum of understanding regarding regulatory cooperation.
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His departure was announced Tuesday by the FDA's associate commissioner for regulatory affairs, Melinda Plaisier, and Howard Sklamberg, the deputy commissioner for global regulatory operations and policy.
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The conservatives or right-wingers are very concerned about regulatory reform, and you can actually achieve a lot more regulatory reform through a means-tested tax credit.
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Among the open regulatory questions are: What governing bodies will provide the regulatory answers and how will the Commodity Futures Trading Commission and the SEC work together?
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She said the current regulatory setup might encourage banks to engage in regulatory or supervisory arbitrage but a review of the European legislative framework could close loopholes.
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INGL and IGI Poseidon will form a joint team to examine technical, regulatory and other issues involved in constructing the pipeline, INGL said in a regulatory filing.
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REGULATORY & LEGISLATIVE ASSISTANT The National Association of Federally-Insured Credit Unions (NAFCU) seeks a Regulatory & Legislative Assistant to provide support to the advocacy efforts of the Association.
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Congress has a process for this, both within each regulatory agency and through the SBA Office of the National Ombudsman, which helps small businesses with regulatory compliance.
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REGULATORY EVALUATION Our small businesses are also seeking regulatory relief, coupled with an enhanced evaluation process that is put in place before any new regulation is enacted.
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GREENS LOSE REGULATORY FIGHT: A federal court has rejected arguments that the Federal Energy Regulatory Commission (FERC) has an unacceptable bias in favor of natural gas pipelines.
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On the regulatory tracking front, Benigson says it's working with a major consultancy on an enterprise-wide application of the service aimed at surfacing global regulatory information.
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The government opted to combine the banking and insurance regulatory agencies, but left separate the China Securities Regulatory Commission, which oversees stock markets and other financial trading.
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Rao, 45, has spent much of her career working on regulatory policy and is currently the administrator of the White House's Office of Information and Regulatory Affairs.
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Further Congressional governance of regulatory agencies is provided by the requirement that Congress approve major regulatory rules — those having an economic effect of $100 million or more.
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Two regulatory bodies that oversee the market — the private sector Financial Industry Regulatory Authority and the federal Securities and Exchange Commission — also have educational tools for investors.
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In fact, FIs spend up to 10% of their annual revenue on dealing with regulatory matters, which will likely increase as the regulatory environment becomes more complicated.
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It took over the regulatory responsibilities of the Interstate Commerce Commission (ICC), the first independent federal regulatory commission, which was created in 85033 and abolished in 1996.
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However, bank analysts said clearing regulatory hurdles will still be a tough task, as Wells Fargo is currently operating under more than a dozen regulatory consent orders.
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Go to Settings > General > About > Legal > Regulatory.
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The company's regulatory risk-based capital (RBC) ratio was 315% at end-2016 (end-2015: 1,065%); exceeding the minimum 13% regulatory requirement and commensurate with its rating profile.
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The report (included in the comment linked above) and Comcast's main argument drawn from it, is that the new rules create regulatory uncertainty, and regulatory uncertainty reduces investment.
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The transaction is expected to close in the first quarter of 2019, subject to regulatory approval (It's unlikely that a deal this size would receive much regulatory scrutiny).
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No mRNA medicines have ever been approved to date by the U.S. Food and Drug Administration or other regulatory agency, marking the regulatory path uncertain, the company said.
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The China Securities Regulatory Commission, which oversees the country's stock markets, and the China Banking Regulatory Commission, did not respond to emailed questions about the share collateral issue.
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Although it cautioned that regulatory responses should be balanced with priorities such as investor protection and market stability, the recommendations sway towards a lighter regulatory touch for fintechs.
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We expect continued economic improvement and pro-active regulatory oversight alongside gradually-improving regulatory frameworks to benefit banks' asset quality and ultimately their credit profiles through the cycle.
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Matt Bevin (R) announced a plan to prune the red tape that has accumulated in the state's regulatory code — which, as of 2900, contained over 220006,2202 regulatory restrictions.
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We have to take the science we have developed and apply it to our regulatory constraints that we have and regulatory authorities that we have and move forward.
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Regulatory Overhang The broad conclusions of Ofcom's digital communications review published in February, confirmed our central case that structural separation is not the likely or primary regulatory goal.
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Effective regulatory reforms need to focus on three main objectives: Let's not undermine the independence of our financial regulators or exacerbate the current shortcomings of our regulatory system.
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The CBA has used regulatory forbearance to support the sector again following December's devaluation, lowering minimum regulatory capital adequacy requirements for Tier 2530 and total capital adequacy ratios.
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Credit Suisse had reported their regulatory breaches and failings to the SFC and involved their senior management to address the regulatory concerns at an early stage, SFC said.
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The Center for Regulatory Effectiveness (CRE), a watchdog group funded by the business community, says Lee's bill is the only regulatory reform bill it plans to actively promote.
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Mergers and acquisitions lawyers are about to be eclipsed by their regulatory colleagues, and those firms with the best antitrust and other regulatory practices will have an edge.
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They will share the same message on Capitol Hill and with regulatory agencies that President Trump heard: Remove regulatory impediments and let us accelerate the American economy again.
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He accused the Obama administration of using settlements on regulatory matters to collude with environmentalists and obligate the agency to write rules, thus thwarting the usual regulatory process.
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" Leaving no doubt about the centrality of regulatory reform on the congressional to-do list, Speaker Ryan also said, "So we think regulatory relief is very, very important.
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The UK's regulatory body, the Medicines and Healthcare products Regulatory Agency, said the reclassification moves the erectile dysfunction drug from a prescription-only medication to a pharmacy medication.
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In March and April, the China Banking Regulatory Commission also requested banks test whether their interbank liabilities would exceed the regulatory ceiling at one-third of total liabilities.
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This would include: Involving all the financial agencies in this review through the FSOC should lead to insights into interconnectivity issues; regulatory gaps; technology vulnerabilities; and regulatory arbitrage.
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EFGInt is bound by and reports regulatory capital ratios under Swiss GAAP, under which a revaluation of pension liabilities does not have an impact on regulatory capital ratios.
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After talks with regulatory authorities, NSF's offer for Provident would lapse as the regulatory condition would not be satisfied by Wednesday midnight, the company said in a statement.
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"Trump appointed her to defang regulatory agencies, gut regulatory protections and give corporations a free hand to pollute and pilfer, poison and profiteer," said Public Citizen's Robert Weissman.
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" • "It also covers remarks about 'nonpublic legal or regulatory findings or decisions' and any event that Tesla would have to disclose to the S.E.C. in a regulatory filing.
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REGULATORY SCRUTINY The deal is conditional on the approval of Tesco's shareholders and regulatory approvals in Thailand and Malaysia, which is expected during the second half of 2020.
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"Congress should also consider a first-ever regulatory budget that would place limits on the amount of regulatory costs federal agencies can impose each year," the Republicans wrote.
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The company's regulatory risk-based capital (RBC) ratio was 315% at end-2016 (end-2015: 1,065%); exceeding the minimum 0003% regulatory requirement and commensurate with its rating profile.
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Shorter shrift was given to the order's establishment of a regulatory budget, setting a limit on the regulatory costs agencies can impose on individuals and businesses each year.
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On the regulatory side, Trump's repeal of Obama-era regulations and his imposition of a freeze on increasing regulatory costs has reduced a hidden tax on economic growth.
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"The C.F.P.B. was created to pursue an important mission, but its unaccountable structure and unduly broad regulatory powers have led to regulatory abuses and excesses," the report said.
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Writing almost 80 years ago, James Landis, the New Deal's leading regulatory expert and later dean of Harvard Law School, urged Congress to vote on major regulatory decisions.
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Cass Sunstein's proposals for improving the regulatory system, laid out in a recent Bloomberg View column, will not solve any of the real problems plaguing the regulatory process.
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Having headed the Office of Information and Regulatory Affairs (OIRA), the White House's focal point for regulatory policy, I have seen how rulemaking benefits from expanded public engagement.
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The sector is already facing a regulatory backlash in Australia, where the government is debating whether BNPL should be treated more like a bank loan for regulatory purposes.
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The Financial Conduct Authority, an independent U.K. financial regulatory body, is looking into the possible use of artificial intelligence (AI) and machine-learning tools to enforce regulatory compliance.
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In some cases, regulatory efforts may be better focused on other areas; in some cases, it may make more sense to allow the underlying technology and markets to continue to improve before stepping in with regulatory intervention; and in other cases still beneficial regulatory intervention may simply not be possible.
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But independent regulatory experts said the big banks were better off focusing their efforts on the regulatory agencies where Trump's appointees are better-positioned to cut them material slack.
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Other countries, including the United Kingdom and Canada, have had some success with such "regulatory offset programs," said Susan Dudley, the director of George Washington University's Regulatory Studies Center.
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"ChemChina and Syngenta have made significant progress towards achieving the necessary regulatory approvals and closing the transaction," Syngenta announced Wednesday, noting it had won approvals from 13 regulatory authorities.
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Mnuchin had already ruffled regulatory feathers with his first report on regulatory reform which proposed delaying two of Basel's rules in order to ease the burden on American banks.
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The proposal is under regulatory review, the China Securities Regulatory Commission said on its website without offering further details including how much Xiaomi might raise through a mainland offering.
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"In cases of regulatory failure, the solution isn't to have the government start making drugs, it is to fix the regulatory problem," said the American Enterprise Institute's Ben Ippolito.
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Both banks' regulatory capital ratios were above minimum required levels at end-5303, but this was solely due to regulatory forbearance which allowed gradual recognition of loan impairment reserves.
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Such an eventuality would further dent confidence in the China Securities Regulatory Commission and in the wider financial regulatory framework to manage increasingly complex markets as the economy slows.
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Barrick spokesman Andy Lloyd credited the high number of regulatory actions to San Juan province's rigorous regulatory system, saying that many of the actions were related to minor incidents.
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PRIVACY, REGULATORY CONCERNS Although Libra backers were hopeful about its prospects, some said they were aware that consumer privacy concerns or regulatory barriers may prevent the project from succeeding.
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Vulnerable to Regulatory Change: SKT's credit profile will remain vulnerable to any changes in the regulatory environment, although we think this will remain stable in the next 12 months.
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"It is a $2,85033 regulatory imposition on every person in the United States," wrote Sam Batkins, director of regulatory policy at the American Action Forum, who conducted the study.
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The former chief regulatory officer of the Singapore Exchange joined ADGM in March 2015, with a remit to recreate the regulatory framework that made DIFC appeal to international investors.
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Meanwhile the UK's regulatory influence in the region continues to be diminished… In terms of trade, access to talent, and regulatory influence, we're relegating ourselves to the second division.
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"Without access to the restricted data, regulatory programs could become more or less stringent than they otherwise would be, with consequences for both regulatory costs and benefits," they said.
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Active regulatory interest in emerging industry segments means that practices don't evolve unchecked and there is no need for sudden implementation of regulatory correction which can erode consumer confidence.
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"Any regulatory intervention should be aimed at supporting and increasing consumer welfare and at no time should regulatory intervention have an object of deepening private shareholders' gains," he added.
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"It is a $2,294 regulatory imposition on every person in the United States," wrote Sam Batkins, director of regulatory policy at the American Action Forum, who conducted the study.
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Vulnerable to Regulatory Change: KT's credit profile will remain vulnerable to any changes in the regulatory environment, although we expect it to remain stable in the next 99353 months.
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To do so, the company formed a new entity called Robinhood Securities in 2016 and received regulatory approvals from the Financial Industry Regulatory Authority, the Depository Trust & Clearing Corp.
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That basic process still exists, but newer presidential orders "reaffirm(ed) the primacy of Federal agencies in the regulatory decision-making process" — in other words, they weakened regulatory review.
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But it also covers remarks about "nonpublic legal or regulatory findings or decisions" and any event that Tesla would have to disclose to the S.E.C. in a regulatory filing.
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"The C.F.P.B. was created to pursue an important mission, but its unaccountable structure and unduly broad regulatory powers have led to predictable regulatory abuses and excesses," the report said.
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Yet, the onerous regulatory regime overseeing financial services, coupled with existing regulatory pressures big techs face around competitive practices, makes wading into the industry directly an unattractive trade-off.
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Its equity/assets ratio was among the highest in China, at 11.8% at end-1H16, and the regulatory comprehensive solvency ratio was 329.1%, well above the 100% regulatory minimum.
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The main regulatory agency — the Nuclear Regulatory Commission (NRC) — is giving too much attention to the current operating fleet at the expense of advancing new generations of reactor technology.
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Regulatory concerns could greatly impact its ability to launch a campaign to go public in the U.S. Yes, but: ByteDance's accession has come with an increase in regulatory firepower.
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Nigerian Regulatory Pressures: Competitiveness in MTN's largest market Nigeria was affected in 2015 and 7503H16 by the suspension of regulatory services limiting the group's ability to introduce new pricing plans.
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Fitch believes that UGF will likely continue to provide capital if the need arises, but the bank's regulatory capital ratios remain weak and with tight buffers above minimum regulatory requirement.
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EFGInt will now be bound by, and report regulatory capital ratios under, Swiss GAAP, under which a revaluation of pension liabilities does not have an impact on regulatory capital ratios.
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Brill will take the lead on privacy, data protection and regulatory issues at Microsoft as the corporate vice president and deputy general counsel for its Privacy and Regulatory Affairs group.
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They won't be "in all jurisdictions, because we won't have regulatory approval everywhere, but I am confident we will have at least regulatory approval somewhere, literally next year," he said.
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And these regulatory efforts were stymied by the fact that the U.S. regulatory system is extremely balkanised, very political, and it's extremely hard to really drive down risk through regulation.
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Nordea said in a statement it had enough capital to meet regulatory demands and it did not expect any material effects on its capital requirements in the coming regulatory reviews.
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LONDON (Reuters) - Regulatory uncertainty in the wake of Brexit could leave Britain's multi-billion-pound medical technology industry out in the cold, with separate regulatory systems threatening exports and jobs.
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"From what we can see now, the regulatory goals clearly haven't been achieved and the talk of the end of regulatory clampdown is out of the question," the newspaper said.
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This is no exception for now systemic banks, which showed at the same date a total regulatory capital ratio and Tier I regulatory capital ratio of 22612% and 28%, respectively.
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The regulatory punishment came amid an intensifying sector-wide regulatory crackdown on what CIRC calls as risky activities by some aggressive insurers, particularly those that engage in stock market speculation.
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Regulatory uncertainty In contrast to the custody problem, which will likely be resolved with technology and money, the regulatory uncertainties are far more complex and will require ongoing coordinated efforts.
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A regulatory advocacy group is calling on the Senate to reject Neomi Rao, President Trump's nominee to be the nation's so-called "regulatory czar" ahead of her confirmation hearing Wednesday.
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This effort may result in federal regulatory changes that encourage insurance sales across state lines, boosting competition in the health care marketplace and ceding some regulatory power to the states.
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Adam Ingles is a director and head of regulatory risk solutions at MBAF, a global accounting and advisory firm, where he advises financial institutions on regulatory compliance and enforcement actions.
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Mr. Thorburn has been with Goldman in New York since March 2014, according to public records kept with the Financial Industry Regulatory Authority, which is Wall Street's self-regulatory body.
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Regulatory: Comcast believes regulatory pressure will be limited because 70% of revenue from the acquired assets will be generated outside the United States, whereas most current Comcast revenue is domestic.
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Agencies shall endeavor to coordinate such regulatory reforms with their activities undertaken in compliance with Executive Order 13771 of January 30, 2017 (Reducing Regulation and Controlling Regulatory Costs). Sec. 3.
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Under the Buttigieg administration, the Federal Energy Regulatory Commission would be tasked with creating regulatory frameworks to modernize the grid by incentivizing distributed generation and storage and smart grid management.
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Still, a deal would pose some regulatory risk, and Dish is already waiting on regulatory uncertainty as 18 state attorneys general are suing to block T-Mobile's merger with Sprint.
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"The FCA is caught in a turn in the regulatory cycle and these turning points are messy," said David Green, a former UK regulator and now a consultant on regulatory issues.
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The end-2016 regulatory total capital ratio was rather tight at IY (12.9%; regulatory minimum 12.5% from January 2017), but should improve by about 103 pps after planned subordinated debt injections.
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Another good idea is to look at BrokerCheck, operated by the Financial Industry Regulatory Authority, to make sure the advisor has not been the subject of any regulatory or criminal sanctions.
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CGN Power said its Shenzhen listing plan has received approval from the company's board but is still subject to approval from shareholders and regulatory authorities including the China Securities Regulatory Commission.
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Bankers say South Korea and China are set to be the key markets for new deals, as recent and upcoming regulatory changes drive more insurers overseas to boost their regulatory capital.
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SoftBank is considering an IPO for its $100 billion Vision Fund, which would require some regulatory jujitsu to avoid U.S. regulatory prohibitions on non-accredited investors buying into alternative investment funds.
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Regulatory capital coverage is strong, with a ratio of 202% at end-2016, including unrealised capital gains (calculated according to EU Solvency I-type regulatory standards in Morocco; end-2015: 174%).
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The Financial Industry Regulatory Authority, which is the self-regulatory organization that patrols the banking industry, has already gotten engaged on the matter, one person with knowledge of the matter said.
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Supporters of the Regulatory Accountability Act say it would keep federal agencies on a tight leash and prevent the sort of regulatory overreach that Republicans complained about during the Obama administration.
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The first deal will be an agreement with the China Banking and Insurance Regulatory Commission (CBIRC) to deepen cooperation and the second with China's Securities Regulatory Commission (CSRC), the document showed.
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The EO also established a zero-growth regulatory financial cost cap for 28503 and directed the Office of Management and Budget to develop guidance for standardizing how regulatory costs are determined.
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Specifically, Chairman Fred Upton (R-Mich.) and two of his deputies say that the EPA's action on related regulatory actions represents "a shadow regulatory structure" in contravention of the court's stay.
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Just last week, the administration published its latest "Unified Agenda of Regulatory and Deregulatory Actions," which identifies four deregulatory initiatives for every new regulatory action expected over the next 12 months.
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While Elliot's doing all that, Angela is living the Karen Silkwood dream by stealing files from her boss and running up against possible regulatory capture issues at the Nuclear Regulatory Commission.
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The Bush administration interfered with regulatory and non-regulatory science agencies alike because it wanted the public to think that its environmental and public health policies were based on solid evidence.
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The targets of regulation — the companies that have to comply with regulatory rules — are required to choose which of these private regulatory schemes to submit to, and pay for, that service.
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In regulatory intelligence, regtech tools offer a way to "catalog ... regulatory requirements in a user-friendly manner," in real-time, and highlight pending changes and enforcement actions, the FINRA report said.
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Because state and local regulatory hurdles are often the primary barrier to building new infrastructure, federal infrastructure funding could be made more contingent upon localities streamlining their permitting and regulatory processes.
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LEVEL PLAYING FIELD China's five major banks have so far gotten the regulatory nod to set up wealth management units, the China Banking and Insurance Regulatory Commission (CBIRC) said last month.
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The New York Stock Exchange has completed an overhaul of its regulatory functions, naming Anthony J. Albanese, the former acting New York state financial industry regulator, as its chief regulatory officer.
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The New York Exchange has spent two years moving regulatory oversight of its equity and options markets to an internal group, from the Financial Industry Regulatory Authority, the brokerage industry regulator.
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Unfortunately, some aspects of the F.D.A.'s new regulatory approach to e-vapor products create significant regulatory barriers for e-vapor products and the nine million adult vapers who use them.
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Although Mr. Wanger was given a one-year suspension, with the right to reapply, his regulatory record administered by the Financial Industry Regulatory Authority characterized him until recently as permanently barred.
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" In Tozzi's view, a regulatory budget should be the priority, since it acts as "the most direct way to control the size of the regulatory state by putting dollars on it.
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She is the daughter of Gail H. Brooks and Quincy J. Brooks of Merrick, N.Y. Her father retired as a regulatory training manager in Manhattan for the Financial Industry Regulatory Authority.
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A new Banking and Insurance Regulatory Commission will be created by combining two former regulators, while the People's Bank of China -- the country's central bank -- will be given additional regulatory powers.
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With the explosion of cryptocurrencies such as bitcoin, technology today has once again leapt far ahead of existing regulatory systems, causing a negative reaction from those who live in regulatory bubbles.
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In a memo from December, obtained by The Hill, the head of the White House Office of Information and Regulatory Affairs pushed agencies to finish their big regulatory items by deadline.
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A recent analysis by the Regulatory Transparency Project of the Federalist Society found that during the Obama administration, the United States Patent and Trademark Office deterred U.S. innovation through regulatory overreach.
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On the good side, the regulatory environment looks ... favorable?
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CALGARY, Alberta (Reuters) - Regulatory hearings for Enbridge Inc's (ENB.
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" The industry's obstacles: "We're in an unusual regulatory environment.
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Time to provide farmers & ranchers nationwide w/ regulatory certainty!
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The best ... How do these regulatory agencies work together?
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Sylvie Matherat, the bank's chief regulatory officer and a member of its regulatory board, may leave the Frankfurt-based bank, according to the news service, which cited people close to the lender.
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As the Frontiers paper shows, the legal and regulatory regime governing EOR is kind of a mess, mostly adapted from an oil and gas regulatory regime designed to drive more domestic production.
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Dig into your advisor's background by performing a search through the SEC's website and through the BrokerCheck website administered by the Financial Industry Regulatory Authority, a self-regulatory organization that oversees brokers.
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It could also further dent confidence in the China Securities Regulatory Commission and in the wider financial regulatory framework to manage increasingly complex markets even as China's economy struggles against major headwinds.
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He said a new supervisory approach could include "regulatory sandboxes", such as the one already set up by Britain's Financial Conduct Authority which allows start-ups to test products under regulatory supervision.
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Fitch views Marein's capitalisation as strong, with regulatory risk-based capitalisation (RBC) ratio of 272% at end-June 2017 (end-2016: 242%, 2015: 296%), well above the minimum regulatory requirement of 0003%.
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On Friday, Reuters reported that China's financial regulatory body, the China Securities Regulatory Commission (CSRC), was preparing for the imminent launch and had set up a small working group to coordinate it.
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"If you break international consensus, you are effectively opening up a regulatory race and heaven knows where it will end," said Wright, now at Flint Global, which advises companies on regulatory matters.
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Both entrepreneurs and regulators need to work together and share data proactively to streamline regulatory approval processes without comprising the standards of scientific evidence that entrepreneurs must meet to win regulatory approval.
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"Just as there are fiscal costs for new significant rules, there can be savings from repealing old rules through comprehensive regulatory reform," said Sam Batkins, director of regulatory policy at the AAF.
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"The daigou channel has been impacted by regulatory change, so that channel will not go back to what it was unless there's further regulatory change," Canning told Reuters in a phone interview.
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China has no regulatory framework on the use of gene-edited animals in the country which means BCA will need to lobby the government to create a regulatory framework to cover them.
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Under the bill, banks would have the option to forgo heavy regulatory oversight in return for maintaining at least 85033 percent shareowners' equity, thus placing greater importance on capital than regulatory omniscience.
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"We believe both companies would only make these moves if their perception of regulatory risks in crypto was improving," Lee said, calling their announcements "implicit acknowledgement" that the regulatory tide is shifting.
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If prior efforts at regulatory reform were successful in curbing or improving regulation (the intent depends on your point of view), there wouldn't be such a demand for new regulatory reform measures.
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"The big issue that I grapple with is that the regulatory state keeps growing," said Robert Hahn, an economist and a regulatory expert at the Smith School at the University of Oxford.
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While regulatory skirmishes in major markets like London and Paris seem to be solved (for now), regulatory issues will likely continue to be a hurdle for Uber as they continue to expand.
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Chamber Senior Vice President for the Environment, Technology & Regulatory Affairs William Kovacs wrote an op-ed in The Hill urging the new Congress to pass the deceptively named Regulatory Accountability Act (RAA).
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The Trump administration should be able to move faster to accomplish those recommendations that can be implemented though regulatory action, specifically revising regulations and regulatory guidance within the context of existing law.
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National also questioned the value of including regulatory disclosures from more than a decade ago, and it pointed out that the firm itself hasn't been hit with any regulatory sanctions since 2015.
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The UK regulatory body that made the change, the Medicines and Healthcare products Regulatory Agency (MHRA), said it did so in part to discourage men from buying pills from unregulated online merchants.
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Instead of being characterized in a negative light, platforms that identify regulatory failures, and deliver innovative solutions, should be praised for performing the "regulatory bricolage" that regulators should have done long ago.
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That online search tool is operated by the brokerage industry's self-regulatory organization, the Financial Industry Regulatory Authority, or FINRA, which oversees roughly 21,2055 brokers and the 1003,2100 firms that employ them.
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The U.S. Treasury's common sense regulatory initiative, "A Financial System That Creates Economic Opportunities Banks and Credit Unions," includes a cybersecurity initiative that would have financial regulatory agencies standardize cyber security regulations.
|
|
The U.S. investment bank's joint venture informed the China Securities Regulatory Commission (CSRC) a couple of months ago about plans to changes in equity holding, subject to regulatory approval, the people said.
|
|
"In light of the complexity of the regulatory process and the dynamic environment, it is possible that such approvals may not be obtained in 20163," the company said in its regulatory earnings filings.
|
|
So-- and-- and secondly, with respect to cooperation with our regulatory authorities, when we did this full review, every issue right-- you know, we shared that with our regulatory-- JIM CRAMER: You did?
|
|
The merger of the China Banking Regulatory Commission (CBRC) and China Insurance Regulatory Commission (CIRC) is aimed at resolving existing problems such as unclear responsibilities and cross-regulation, according to the parliament document.
|
|
This was mainly driven by an increase in regulatory risk-weighted assets following the first-time application of an EU capital requirements regulation's provision on the equivalence of regulatory requirements in third countries.
|
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Point being, regulatory fatwas based on politics rather than science actually are harmful to human health - unlike the bogeys ginned up to scare people and thereby increase the regulatory power of the government.
|
|
Robert Rosenzweig, senior vice president and national cyber risk practice leader at Risk Strategies Company, gave his take on trends in cyber insurance and the regulatory outlook in an interview with Regulatory Intelligence.
|
|
Calls to unshackle innovation in agricultural biotechnology and to establish science-based regulatory systems for gene edited-crops are examples of how regulatory systems must become smarter in today's highly innovative agricultural environment.
|
|
Chris Egbunike, managing consultant at regulatory consultant Bovill said the tougher regulatory oversight and increased focus on an individual's personal accountability meant companies did not want to be accused of not doing enough.
|
|
Investors said that regulatory failures allowed the Fanya exchange to operate without a proper license and without proper regulatory supervision, but local officials insisted last month that they had done their job well.
|
|
The idea seems to be supported by the European Commission, which hopes that this may limit the risk of "regulatory divergence" and therefore "regulatory competition" (as if that would be a bad thing).
|
|
Provisions for litigation, regulatory and similar matters have been material and we expect them to remain a drag on earnings at least for the coming year, given pending legal cases and regulatory investigations.
|
|
It meets at least once a year and brings together senior officials from regulatory departments and agencies to identify challenges to regulatory cooperation at the federal level and present opportunities for overcoming them.
|
|
The group of industry professionals recommended that the SEC, the Financial Industry Regulatory Authority and the Municipal Securities Rulemaking Board consider creating a unified regulatory framework for all fixed income electronic trading platforms.
|
|
The senator's Regulatory Assessment Act, last introduced in December 85033, would require the president to submit a budget to Congress that details the estimated cost of each rule in the semiannual regulatory agenda.
|
|
Adding to this deeply flawed and unfair system is the inconvenient fact that most Wall Street arbitrations fall under the auspices of the Financial Industry Regulatory Authority, the financial industry's self-regulatory organization.
|
|
LONDON, June 27 (IFR) - National authorities and international bodies should consider the impact of fintech on financial stability when undertaking regulatory risk assessments and developing regulatory frameworks, the Financial Stability Board has warned.
|
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Any such discoveries may also subject us to additional litigation and regulatory inquiries, which could subject us to monetary penalties and damages, divert management's time and attention, and lead to enhanced regulatory oversight.
|
|
The administration's regulatory legacy has become an issue in the campaign to replace Mr. Obama, as Donald J. Trump has sharply criticized regulatory overreach and promised to undo many of the new rules.
|
|
It simply doesn't work that way: EPA intentionally runs its extramural research program through its non-regulatory research arm ORD specifically to create separation from the agency's program offices responsible for regulatory decisions.
|
|
These experiences suggest that reductions in non-tariff barriers require enhanced regulatory policy coordination, for example, which will demand much creativity to respect regulatory decision-making processes on both sides of the Atlantic.
|
|
"I think you're going to see bank regulatory relief on steroids, particularly community bank and regional bank regulatory relief," Camden Fine, president and CEO of the Independent Community Bankers of America, told CNBC.com.
|
|
N.Y.S.E. Names Former Regulator as Chief Regulatory Officer | Anthony J. Albanese, the former acting New York State financial industry regulator, takes on the job as the Big Board wraps up a regulatory overhaul.
|
|
L 17 months ago but is still waiting regulatory approval, while Disney has agreed to buy Fox assets, including its stake in Sky, in a separate deal subject to its own regulatory clearance.
|
|
Mr. Guo has already run the China Banking Regulatory Commission for the past year, and a week ago, the National People's Congress voted to fold the country's insurance regulatory agency into the commission.
|
|
The legislation amends the Economic Growth and Regulatory Paperwork Reduction Act to require the Federal Financial Institutions Examination Council (FFIEC) and each federal financial agency to conduct a regulatory review every seven years.
|
|
It could also further dent confidence in the China Securities Regulatory Commission (CSRC) and of the wider financial regulatory framework to manage increasingly complex markets even as China's economy struggles against major headwinds.
|
|
Mills focuses on representing clients on regulatory enforcement, investigations and compliance issues before the Commodity Futures Trading Commission (CFTC), the Federal Energy Regulatory Commission and the Securities and Exchange Commission, among other agencies.
|
|
Susan Dudley, a former administrator for the Office of Information and Regulatory Affairs who now heads George Washington University's Regulatory Studies Center, pointed to the letter the Government Accountability Office (GAO) sent Sen.
|
|
Finally, dig into your advisor's background by performing a search through the SEC's website and through the BrokerCheck website administered by the Financial Industry Regulatory Authority, a self-regulatory organization that oversees brokers.
|
|
Our economy has reached a tipping point, where regulatory capital requirements have become so high that banks must assess the viability of each line of business by how much it increases regulatory capital.
|
|
NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations.
|
|
FedEx said it would cooperate fully with any regulatory investigation.
|
|
Already, some of the new services are facing regulatory scrutiny.
|
|
Environmental, trade and regulatory disruptions hurt it more than most.
|
|
Mahindra, among other carmakers, is facing regulatory hurdles in India.
|
|
In recent weeks, regulatory crackdowns have also weighed on prices.
|
|
Clinton's grasp of regulatory and foreign policy is genuinely impressive.
|
|
An earlier plan fell apart in 2014 amid regulatory opposition.
|
|
Many of those deals were killed because of regulatory pushback.
|
|
He is now a director of regulatory affairs in Lausanne.
|
|
WE'RE GOING TO LOWER REGULATORY BURDENS IN THE UNITED STATES.
|
|
No regulatory or market structure solution will fix that problem.
|
|
And regulatory probes are by their nature a lengthy affair.
|
|
Regulatory hurdles may slow completion of the sales, he added.
|
|
" Ford said that it wanted "regulatory certainty, not protracted litigation.
|
|
Americans. The time to remove the regulatory stranglehold on the
|
|
He also aimed to close regulatory loopholes to stop profiteering.
|
|
Wilkie, involving precedent that gives administrative agencies broad regulatory power.
|
|
There's a high bar to skip the regulatory review process.
|
|
Regulatory provisions, and legal and redress charges amounted to USD1.6bn.
|
|
Regulatory hurdles pose a significant challenge to their mass adoption.
|
|
"No one regulatory agency has full responsibility," Mills tells CNBC.
|
|
Completion of the deal remains subject to various regulatory approvals.
|
|
International investors, meanwhile, have long expressed frustration with regulatory headaches.
|
|
It also faces a tougher regulatory landscape than at home.
|
|
However, the startup is already coming up against regulatory hurdles.
|
|
Regulatory uncertainty regarding oil prices remains for the banking sector.
|
|
The company blamed high costs and an "unpredictable" regulatory environment.
|
|
But they don't always come under the same regulatory scrutiny.
|
|
They also have an already robust and progressive regulatory landscape.
|
|
But the lucrative industry appears to still enjoy regulatory loopholes.
|
|
" Ford said that it wanted "regulatory certainty, not protracted litigation.
|
|
But it is likely that regulatory pressure pushed members away.
|
|
Another coming headache is the question of common regulatory standards.
|
|
MZ: There's a bunch of other regulatory news this week.
|
|
There is more concern regarding the replacement of regulatory bodies.
|
|
Already, there are steps being taken in a regulatory direction.
|
|
The figure was confirmed in a regulatory filing this week.
|
|
Another obstacle to action is a disagreement on regulatory priorities.
|
|
"A rollback of regulatory reforms should be avoided," it added.
|
|
It is unclear whether the transaction would get regulatory approval.
|
|
Malta has recently created a regulatory framework for blockchain technology.
|
|
The similarity between the two regulatory agencies is no accident.
|
|
Lawmakers could introduce the regulatory package in the coming weeks.
|
|
Frustration with China has prompted calls for a regulatory response.
|
|
There are significant regulatory hurdles before drone delivery becomes mainstream.
|
|
O, have increased scrutiny on Tesla's financial and regulatory challenges.
|
|
One country's fiscal, monetary, and regulatory policies affect another's growth.
|
|
The Republicans are right that America's regulatory sprawl needs tackling.
|
|
The U.S. is seeing shortened regulatory timelines for new medicines.
|
|
Go deeper: Regulatory gaps are exacerbating the youth vaping crisis
|
|
This new project, too, still has to get regulatory approval.
|
|
They do bear some resemblances to U.S. regulatory examinations, however.
|
|
The entire secondary gun market is a vast regulatory void.
|
|
The rules will help provide some regulatory oversight for consumers.
|
|
Technical and regulatory hurdles have hampered progress for drone deliveries.
|
|
Some have suggested relying on regulatory equivalence or mutual recognition.
|
|
There is, without a doubt, a regulatory part to this.
|
|
Regulatory bodies like the SEC may take a different view.
|
|
Is that a regulatory thing or just your own standards?
|
|
But getting regulatory approval in New York had been problematic.
|
|
The top five identified for 2018 were: - Continuing regulatory change.
|
|
Today: a regulatory affairs manager who makes $90,1363 per year.
|
|
The government has merged regulatory bodies to strengthen its oversight.
|
|
President Trump's regulatory rollback wears on, albeit unevenly and slowly.
|
|
Trump also will roll back the massive Obama regulatory overkill.
|
|
Austin's regulatory climate is also a frequent source of complaint.
|
|
So why not give tax and regulatory relief a try.
|
|
It's gonna take on a totally different patchwork regulatory system.
|
|
The company never posted any regulatory filings of an acquisition.
|
|
That's exactly why we have regulatory agencies like the FDA.
|
|
It will have a "huge impact", a regulatory source added.
|
|
L, triggering the regulatory process for the $31 billion deal.
|
|
It and other tech firms also face a regulatory storm.
|
|
But it belies a much deeper shift in regulatory philosophy.
|
|
It doesn't need a new regulatory regime or new authorities.
|
|
Guyett's appointment is still pending regulatory approval, the source said.
|
|
The bigger concern, perhaps, is the regulatory environment surrounding Amazon.
|
|
This compares to a regulatory leverage ratio of 7.4 percent.
|
|
Software upgrades, testing and regulatory hurdles are sure to follow.
|
|
One specific area Trump mentioned for regulatory reform is energy.
|
|
The funding was disclosed in regulatory documents sourced by Paper.
|
|
Without this regulatory move, his business interests would be scuttled.
|
|
Regulatory reform of slot allocation is therefore more than overdue.
|
|
Comcast abandoned the plan in the face of regulatory opposition.
|
|
Established brokers in many states complained to state regulatory bodies.
|
|
Some recent Chinese bids have attracted intense regulatory scrutiny overseas.
|
|
The company added it was confident of getting regulatory approval.
|
|
In many states, the regulatory rate review is already underway.
|
|
The regulatory agencies let this be a free for all.
|
|
The regulatory process takes an estimated three to five years.
|
|
However, analysts said the deal could face close regulatory scrutiny.
|
|
Redesigning regulatory processes requires working with both providers and regulators.
|
|
It also seeks to tackle regulatory barriers such as licensing.
|
|
History tells us that we're going into a regulatory process.
|
|
That remains the most significant tool in the regulatory toolbox.
|
|
The companies plan to research commercial, legal and regulatory issues.
|
|
For details, see "APAC Banks Regulatory Compendium - Update" at wwww.fitchratings.
|
|
How many new federal regulatory agencies did the Democrats propose?
|
|
And even regulatory agencies differ in their level of concern.
|
|
The bank gave no further update on the regulatory probes.
|
|
So a lot of the regulatory rollbacks are in jeopardy.
|
|
AND THE THIRD IS THERE IS SOME REDUCED REGULATORY ENVIRONMENT.
|
|
Yet, our regulatory system is designed for that old world.
|
|
Unlike Comcast, Fox has faced lengthy political and regulatory delays.
|
|
"I'm not a regulatory fan," said Schneier at the hearing.
|
|
Republicans have plenty of ideas for reforming the regulatory process.
|
|
The FCC's BDS and privacy regulatory proposals should be stopped.
|
|
Brian Callanan has been designated as Treasury's regulatory reform officer.
|
|
The Federal Reserve has not designated a regulatory reform officer.
|
|
And the odds of favorable regulatory treatment would go up.
|
|
Global payments systems also tend to bring more regulatory scrutiny.
|
|
This is down to regional regulatory differences, according to Carthy.
|
|
The SEAT Act doesn't create a complex new regulatory regime.
|
|
The regulatory state is often a safer place to live.
|
|
Some are technical, but others will be regulatory in nature.
|
|
"Rapid regulatory change is good for our business," he said.
|
|
But the changes were delayed by President Trump's regulatory moratorium.
|
|
The deal hinges on regulatory approval and other unspecified conditions.
|
|
Intellectual property is another policy area choked with regulatory subsidies.
|
|
Several additional layers of regulatory bureaucracy have slowed those efforts.
|
|
IPF's ratings already reflect a significant exposure to regulatory risk.
|
|
The Daichii Sankyo collaboration requires no shareholder or regulatory approval.
|
|
Nuclear: The Nuclear Regulatory Commission is considering new security guidelines.
|
|
The regulatory regime for Polish local governments (LGs) is stable.
|
|
Conservatives want more of the Obamacare regulatory infrastructure cut back.
|
|
Nuclear regulatory commission Source text for Eikon: Further company coverage:
|
|
The deal remains subject to closing conditions and regulatory approvals.
|
|
He slapped a regulatory official square in the dome too.
|
|
Airbnb has recently faced other regulatory hurdles across the world.
|
|
It is the latest regulatory issue affecting MTN in Nigeria.
|
|
"That is the regulatory hook for FCC review," Pai said.
|
|
Plan B is to pursue regulatory protections around the world.
|
|
WhatsApp suspended the change in Europe after widespread regulatory scrutiny.
|
|
The existing regulatory structure, however, is not working for consumers.
|
|
The SEC chair traditionally stakes out the agency's regulatory agenda.
|
|
It's really interesting, all the regulatory fighting that goes on.
|
|
But the rules were captured by President Trump's regulatory moratorium.
|
|
This action is not related to President Trump's regulatory moratorium.
|
|
Rick Perry pushed the Federal Energy Regulatory Commission on Sept.
|
|
Richardson said on Wednesday that its shipments met regulatory requirements.
|
|
Ardern did not elaborate on specific legislative or regulatory proposals.
|
|
However, regulatory group 2 watch list loans have also risen.
|
|
Aimovig won U.S. and European Union regulatory approvals last year.
|
|
That's down from 85033 regulatory changes in the previous quarter.
|
|
So why the regulatory crackdown on these delectable whiskered siluriformes?
|
|
Regulatory issues do not necessarily mean expulsion from the industry.
|
|
What's the problem from a regulatory ... is it the money?
|
|
Trillium's proposal first came in a regulatory filing on Friday.
|
|
Facebook, as you might imagine, disagrees with the regulatory penalty.
|
|
Moon Express' regulatory patch is only a temporary fix, though.
|
|
The bank also faces multiple regulatory probes and private lawsuits.
|
|
And there still is more regulatory work to be done.
|
|
The U.K. regulatory change cost Allianz about 112 million euros.
|
|
A "package of regulatory improvement bills" recently introduced by Sen.
|
|
These detailed regulatory decisions will be for Ofcom to take.
|
|
Title II is a very different kind of regulatory classification.
|
|
These are not officially rules, but they carry regulatory weight.
|
|
It's hard to disrupt the regulatory complexity of the business.
|
|
The project includes regulatory, budget process and civil service reforms.
|
|
He has made extraordinary progress in rolling back regulatory fiats.
|
|
Tesla's distribution of the required software is pending regulatory approval.
|
|
In fact, the bank's list of regulatory headaches is growing.
|
|
Other regulatory threats are now looming on the horizon, however.
|
|
Regulatory burdens are also disguised taxes are further similar evasions.
|
|
It received its first regulatory approval in Japan in 2014.
|
|
That deal received final regulatory approval from China last week.
|
|
The new rules are tougher and include additional regulatory hurdles.
|
|
This would be a dramatic regulatory incursion by any measure.
|
|
"I think the regulatory pendulum is swinging back," he said.
|
|
The breadth of Republicans' regulatory assault this week is unprecedented.
|
|
Some on the right appear open to regulatory solutions, too.
|
|
Today, state regulators apply enhanced regulatory technology (RegTech) to FinTech.
|
|
Choice of regulatory model has also affected investment in Europe.
|
|
The regulatory environment is growing more stringent in some markets.
|
|
The PPI blames regulatory uncertainty, and it's the likely culprit.
|
|
Thyssenkrupp may prefer a deal with fewer potential regulatory complications.
|
|
Instead they stalled investment and put development into regulatory limbo.
|
|
Let the SEC and IRS bring their regulatory magnifying glasses.
|
|
Rao currently serves as Trump's top official on regulatory matters.
|
|
The companies can offer concessions to allay the regulatory concerns.
|
|
"There will be new tricks," the former regulatory official says.
|
|
Lawmakers have a busy week ahead on the regulatory front.
|
|
The difference in regulatory attention is particularly stark in Illinois.
|
|
Energy: The Federal Energy Regulatory Commission is raising its fees.
|
|
The structure had essentially created a regulatory Russian nesting doll.
|
|
Breaking these stipulations permits the regulatory authorities to revoke licenses.
|
|
Does the agreement stand a chance of clearing regulatory scrutiny?
|
|
There are no shortcuts to clinical trials and regulatory approval.
|
|
Finally, G.M. enjoys the regulatory advantage of producing a fleet.
|
|
Last year, the drug regulatory agency sent out 11 letters.
|
|
Companies often point to investigations and settlements in regulatory filings.
|
|
The payday lending industry is bracing for a regulatory crackdown.
|
|
The deal still needs regulatory approvals and inContact shareholders' approval.
|
|
That work could lead to a regulatory solution, he said.
|
|
Mark Epstein is an attorney practicing antitrust and regulatory law.
|
|
Her work will entail monitoring the legislative and regulatory landscape.
|
|
He will focus on Food and Drug Administration regulatory matters.
|
|
The head of almost every bank regulatory agency has changed.
|
|
First, consider the historic change in the bank regulatory sector.
|
|
The sale was also approved by the Nuclear Regulatory Agency.
|
|
In fact, reforming the entire regulatory process is long overdue.
|
|
But is this economic and regulatory battle the whole story?
|
|
Google's European regulatory problems have gone from bad to worse.
|
|
The offer needs regulatory clearance and shareholder approval to proceed.
|
|
They keep us up on all of the regulatory issues.
|
|
Successful regulatory reform is rare, but it's not a unicorn.
|
|
Financial, legal and regulatory environments vary broadly country by country.
|
|
In fact, the regulatory review process will take many years.
|
|
Rebalancing, regulatory requirements, and margin calls all fit the bill.
|
|
Bill, you've dealt with regulatory-- close scrutiny in the past.
|
|
The FTC fine landed amid a flurry of regulatory activity.
|
|
Fitch expects both banks will comfortably meet these regulatory requirements.
|
|
These appointees will provide crucial leadership on the regulatory front.
|
|
Domestic regulatory agencies and American legislation can do the job.
|
|
But thus far there haven't been any huge regulatory pushes.
|
|
Regulatory efforts in other cities have wound up in court.
|
|
Regulatory compliance costs are a big cause of the problem.
|
|
And then — most importantly — there is the shifting regulatory landscape.
|
|
Appoint a senior cybsersecurity leader for every federal regulatory agency.
|
|
They are often also better placed to influence regulatory standards.
|
|
Regulatory hurdles have often slowed down implementation, some executives said.
|
|
We expect IY will receive regulatory forbearance in the meantime.
|
|
This is the right regulatory move at the right time.
|
|
Guarantees could achieve much more in the right regulatory environment.
|
|
You have established a new regulatory pathway for digital health.
|
|
Traffic control is at once a technical and regulatory issue.
|
|
Or will regulatory measures just have to come into place?
|
|
The big issue we have right now is regulatory capture.
|
|
A level of transparency that will clearly require regulatory intervention.
|
|
Silva will also chair DLA Piper's financial services regulatory subgroup.
|
|
China has its own regulatory weapon to fight back though.
|
|
Both deals are subject to regulatory approval in different countries.
|
|
N heightened concerns about potential regulatory hurdles to Comcast's bid.
|
|
No civil, criminal or regulatory history related to fraud. 5.
|
|
Yokell declined to comment on the fund, citing regulatory restrictions.
|
|
But its regulatory issues followed it to its new home.
|
|
There is no one clear path toward restoring regulatory health.
|
|
He asked airline executives in February to identify regulatory hurdles.
|
|
Without a single national standard, corporations face a regulatory nightmare.
|
|
He declined to comment on any regulatory timeline for Libra.
|
|
Allowing that access could help the merger pass regulatory approval.
|
|
Otherwise, prepare for a zombie regulatory apocalypse every four years.
|
|
It's arguably the most senior regulatory job in European politics.
|
|
Passing legislation to streamline the regulatory process is long overdue.
|
|
They deserve greater priority over trade liberalization and regulatory harmonization.
|
|
The EPA supposedly operates as a "cooperative federalism" regulatory regime.
|
|
Wholesale regulatory rollbacks by presidential fiat are difficult to accomplish.
|
|
In the United States, Congress has begun tackling regulatory issues.
|
|
Both institutions collapsed under regulatory pressure during the Obama administration.
|
|
The China Banking Regulatory Commission declined to comment on Wednesday.
|
|
Federal regulatory agencies are not provided for in the Constitution.
|
|
The path to regulatory acceptance may be a long one.
|
|
But our currently regulatory regime doesn't really cover these techniques.
|
|
Data mining methods have caught the attention of regulatory agencies.
|
|
The first is the regulatory reform in the individual market.
|
|
The China Securities Regulatory Commission also did not immediately respond.
|
|
The deal remains subject to other regulatory approvals as well.
|
|
How does that happen, from a regulatory point of view?
|
|
And there's also been significant developments on the regulatory front.
|
|
At the same time, business and regulatory pressures are mounting.
|
|
Against this backdrop, both face rising regulatory and antitrust scrutiny.
|
|
These regulatory rollbacks will almost surely reverse years of progress.
|
|
There is also the possibility that regulatory zeal will abate.
|
|
Charity Allen is the head of regulatory counsel at Aurora.
|
|
Robinhood has faced technical and regulatory challenges in recent years.
|
|
But not everyone views her as a heroic regulatory warrior.
|
|
That deal fell apart in the face of regulatory scrutiny.
|
|
Instead, the speech is likely to focus on regulatory issues.
|
|
What's more, this ongoing regulatory uncertainty is costing American jobs.
|
|
Europe consists of a patchwork of legal and regulatory jurisdictions.
|
|
Or are they adhering to some sort of regulatory requirement?
|
|
Aerospace analysts believe regulatory approval could come in the spring.
|
|
"Genes and regulatory elements are like people," Dr. Dekker said.
|
|
But the deal fell apart, partly because of regulatory requirements.
|
|
Uber has lost regulatory battles in dozens of other cities.
|
|
Here are the big areas where she has regulatory ideas.
|
|
The European Commission, the EU's regulatory arm, declined to comment.
|
|
Such technologies face a range of regulatory and scientific hurdles.
|
|
A report on the regulatory actions was being released Thursday.
|
|
The China Securities Regulatory Commission suspended the program that day.
|
|
The deal is also subject to shareholder and regulatory approval.
|
|
Afterward, Trump will impose tax and regulatory reform, he said.
|
|
At times, the regulatory bodies do not act in tandem.
|
|
We don't have people dancing to the regulatory budget yet.
|
|
Bureaucratic agencies must accept sensible restraints on their regulatory powers.
|
|
The Energy Department also released its regulatory review on Wednesday.
|
|
It too will face regulatory pressure in the years ahead.
|
|
Current regulatory reform efforts might loosen some of those restrictions.
|
|
Bits Google's regulatory issues in Europe have gotten more complicated.
|
|
But state laws and regulatory agencies are a different matter.
|
|
In China, video games need regulatory approval to be sold.
|
|
The Regulatory Accountability Act, a bipartisan measure introduced by Sens.
|
|
Trump's regulatory agenda on drug prices isn't faring much better.
|
|
That project still needs to clear legal and regulatory hurdles.
|
|
The bank's roundup of legal and regulatory problems rattled investors.
|
|
Recently, Ocwen seemed to be emerging from the regulatory cloud.
|
|
Fixing that would likely require much more radical regulatory intervention.
|
|
Critics of Trump's regulatory budget tend to make several arguments.
|
|
But local regulatory hurdles present a challenge to both firms.
|
|
He called for more regulatory scrutiny of cybersecurity breach reporting.
|
|
The plane has been grounded since after intense regulatory scrutiny.
|
|
It might be appealing simply from the regulatory burden perspective.
|
|
SAN FRANCISCO — Last year, Airbnb underwent a rough regulatory patch.
|
|
Meanwhile, regulatory changes are becoming more favorable toward new entrants.
|
|
"There are no current regulatory standards regarding groundwater," she noted.
|
|
So is a recent flurry of regulatory energy in Washington.
|
|
That's what the Small Business Regulatory Flexibility Improvements Act does.
|
|
CVS executives sounded optimistic about regulatory progress earlier this month.
|
|
But amid consumer and regulatory concern, brands are still spending.
|
|
The July date is subject to regulatory approval, it said.
|
|
Regulatory oversight of clinical trials is converging with Western norms.
|
|
Twitter, though, is also the subject of regulatory scrutiny elsewhere.
|
|
Schlossberg says Facebook's weakness stems from more than regulatory pressure.
|
|
President Trump's regulatory moratorium is coming under fire from Democrats.
|
|
Strategists said the regulatory changes are part of the issue.
|
|
This one's supported by regulatory filings spied earlier this year.
|
|
Walmart said it's exiting the business because of regulatory flux.
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Increased regulatory scrutiny isn't going to slow down Facebook entirely.
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In response, one key regulatory action was issued on Feb.
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Regulatory measures, for example, are far more potent than tariffs.
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Conclusion of the deal is subject to local regulatory approval.
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Cramer: I wanted to talk to you about regulatory reform.
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A new regulatory agency is overseeing output and censoring content.
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Women business owners are woefully underrepresented within the regulatory environment.
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Limiting regulatory authority is another key plank of the FCA.
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A new regulatory agency is overseeing output and censoring content.
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Gilead filed the new cocktail for regulatory approval in June.
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"Cosmetics have fallen into a regulatory black hole," Faber testified.
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YOU'VE GOT TAX ISSUES AND YOU'VE GOT INTERNAL REGULATORY ISSUES.
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Only a regulatory agency has the authority to require them.
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But they warned that regulatory hurdles still threaten any deal.
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Conclusion of the deal is subject to local regulatory approval.
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"It's in the regulatory pipeline," one senior trade source said.
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And perhaps more importantly, Singapore has a welcoming regulatory climate.
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Other financial regulatory disputes in China involve bureaucratic turf issues.
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Mr. Trump's regulatory abolitionists should know they will face litigation.
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The announcement had been delayed for years by regulatory hurdles.
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Last year, Wall Street was surprised by the regulatory slap.
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But state regulatory filings suggest that may not be true.
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The other party gave us a regulatory state on steroids.
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A big hurdle for Apple — regulatory approval — also came up.
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Trump has, in short, created a fog of regulatory uncertainty.
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Regulatory uncertainty is a real problem in the energy industry.
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Not all of the withdrawals were due to regulatory factors.
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There's not only the technology challenge, there's the regulatory challenge.
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Airbnb ... Unlike Uber, Uber took advantage of some regulatory ambiguity.
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First, there's no regulatory body to tell them not to.
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The Transatlantic Financial Regulatory Coherence (TFRC) coalition, which represents a large portion of the transatlantic financial services community, wants to ensure that a strong financial regulatory framework is included in the Transatlantic Trade and Investment Partnership (TTIP) The new coalition has identified three principles to focus on that will provide the best chance for regulatory coherence and should be included in the TTIP: discussing the policymaking process at an early stage, concentrating on future policymaking and regulatory development and ensuring transparency and accountability.
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As with most federal environmental regulatory programs, EPA has delegated implementation of the SDWA to states, who must establish and implement a regulatory program that is at least as stringent as the federal program.
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Thomas Gilles, China specialist at Baker McKenzie, said political and regulatory scrutiny in China had made the near-term outlook "more challenging" and made "political risk assessment and regulatory planning" increasingly important for dealmakers.
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In this article, we'll examine RegTech startups in these three fields to determine how solutions have been structured to meet regulatory demand as well as some of the operational and regulatory challenges they face.
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We remain committed to taking the time to get this right and we will not launch the Libra Blockchain until regulatory concerns have been taken into account and required regulatory approvals have been received.
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Reduced Regulatory Uncertainty: We believe AIS will face less regulatory risk as it migrates operations and users to the licence regime that has a clearer policy and legal framework than the previous concession system.
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Earlier this month, the China Banking and Insurance Regulatory Commission (CBIRC) asked banks and some other financial firms for details of any investor building up stakes of 5% or more without required regulatory approvals.
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Earlier this month, the China Banking and Insurance Regulatory Commission (CBIRC) asked banks and some other financial firms for details of any investor building up stakes of 1.9% or more without required regulatory approvals.
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Stumpf's fall from grace started with a $185 million regulatory settlement between the bank, regulatory authorities and a Los Angeles prosecutor over its staff opening as many as 2 million accounts without customers' knowledge.
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PRIVACY, REGULATORY CONCERNS Although Libra-backers who spoke to Reuters or provided materials are hopeful about its prospects, some expressed awareness that consumer privacy concerns or regulatory barriers may prevent the project from succeeding.
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And when getting a new consumer business off the ground, especially one operating in the regulatory gray area of cannabis and marijuana, the first thing to do is understand the regulatory environment, says McCain.
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"There is talk that there will be some sort of superagency that will meld together the three agencies overlooking securities (CSRC), insurance (China Insurance Regulatory Commission) and banking (China Banking Regulatory Commission)," Nicholson explained.
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The Competitive Enterprise Institute found that in FY 2015 the FCC spent around $464 million in regulatory development and enforcement, and it accounts for more than $100 billion annually in regulatory and economic impact.
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The report suggests forming a regulatory body to create, update and simplify the regulatory framework for electric vehicles and piloting the recommendations in a few areas called lighthouse regions before deploying them across India.
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Earlier this month, the China Banking and Insurance Regulatory Commission (CBIRC) asked banks and some other financial firms for details of any investor building up stakes of 5% or more without required regulatory approvals.
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The pill is under regulatory review in the European Union and Japan for use in the first-line treatment setting, and regulatory decisions are expected in the second half of 2018, the company said.
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"Large businesses have regulatory and legal staffs available on-hand to help with this burden, and they have the capital to pay millions of dollars in regulatory compliance costs," Williams said at the time.
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As the securities are afforded equity credit for regulatory solvency purposes, Fitch applies its "regulatory override" and therefore classifies these securities as 100% equity capital within the agency's assessment of risk-based capital adequacy.
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While this is undoubtedly good news for compliance and risk functions, resources continue to be a challenge, as they need to keep pace with unrelenting regulatory change, evolving regulatory expectations and increasing personal liability.
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NEW YORK(Thomson Reuters Regulatory Intelligence) - In Financial Industry Regulatory Authority's (FINRA's) most recent disciplinary report, a case involving a registered representative's use of unauthorized electronic communications leads to a fine and temporary suspension.
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The CAT will require self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and 1,800 broker-dealers to report data at various stages of an order's life cycle to a central repository.
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Asset managers T. Rowe Price, Natixis, Fidelity and Blue Tractor have won the preliminary regulatory approval to launch nontransparent ETFs that don't require daily disclosure of their positions, according to regulatory filings on Thursday.
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While it's theoretically possible that regulatory agencies stumble upon the best regulatory design in the dark, it seems that performing robust impact analysis as instructed in executive order 12866 would significantly increase the possibility.
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"The approval of Natural Cycles by the FDA establishes a regulatory pathway for these kinds of devices/apps," said Polis, which she hopes will lead to a "stronger regulatory environment," not a weaker one.
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"Incorporating the use of machine learning and AI (Artificial Intelligence) is a logical part of the ongoing enhancement of our overall regulatory program," Greg Hoogasian, Cboe chief regulatory officer, said in an emailed statement.
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It gives international recognition to the state-based insurance regulatory system and provides U.S. insurers and reinsurers the badly-needed certainty that they will no longer face discriminatory regulatory measures in the European Union.
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The agency also notes regulatory differences between the US and European MMFs (subject to Rule 2a-7 in the US and ESMA guidelines for MMFs in Europe) and the regulatory regime in South Africa.
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The pill is under regulatory review in the European Union and Japan for use in the 1st-line treatment setting and regulatory decisions are expected in the second half of 2018, the company said.
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The Center for Science in the Public Interest has spoken with federal lawmakers keen to close regulatory loopholes allowing the use of dangerous ingredients, said Laura MacCleery, the advocacy group's director of regulatory affairs.
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The agency also notes regulatory differences between the US and European MMFs (subject to Rule 277a-244 in the US and ESMA guidelines for MMFs in Europe) and the regulatory regime in South Africa.
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"We support robust federal regulatory guidance and oversight that informs the development of additional safety protocols and produces greater regulatory consistency of product marketing, safety and oversight across state and national borders," they wrote.
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So how can Congress and regulatory agencies deal with diverse and rapidly changing cryptocurrency business models, some of which fit traditional regulatory categories like currency or securities in some instances, but often do not?
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The China Securities Regulatory Commission had slapped fines totaling 6.14 billion yuan ($901.65 million) by the end of May on those who violated securities laws, Xinhua reported, citing the China Securities Regulatory Commission (CSRC).
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The notes are expected to qualify for 100% regulatory capital recognition under Solvency II. The notes receive 100% equity credit in Fitch's Prism Factor-Based Model, due to the application of the regulatory override.
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I think the latter approach will move Facebook a lot faster than the regulatory would, because the lawyers will find some way to shimmy the regulatory thing, but if you make it about money ... Right.
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Nonpublic legal or regulatory filings or decisions The are all types of legal and regulatory decisions that the SEC is concerned Musk could reveal via tweet, especially if he is displeased with the decision. 8.
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At end-1H16, regulatory common equity Tier 1 ratios stood at 14.4% (EBH; adjusted by a capital increase in July 103) and 14.1% (K&H); CIB's regulatory total capital ratio was 19.5% at end-1Q16.
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"As technology-based third-party relationships have taken an increasingly significant role for banks, the need for focused regulatory guidance has increased," Richard Neiman, LendingClub's head of regulatory and government affairs, wrote to the Treasury.
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"The coordinated and unified regulatory requirements on financial institutions' asset management products will reduce the scope for regulatory arbitrage and the economic incentives behind shadow banking practices," said David Yin, a senior analyst at Moody's.
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The senator introduced the Financial Regulatory Improvement Act in June 2015, a sweeping bill that would roll back the regulatory work of the Treasury Department, the Federal Reserve, the Consumer Financial Protection Bureau and beyond.
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We expect that the planned switch to the IRB approach to risk-weighting measurement, which is pending regulatory approval, may result in higher regulatory capital ratios that may allow for further targeted additional loan growth.
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Mary Nichols, who chairs the California Air Resources Board, told Reuters in an interview on Wednesday that the four automakers sought regulatory certainty and had agreed not to legally challenge the state's vehicle regulatory authority.
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So while Ohlhausen will work hard to reduce unnecessary regulatory burdens and provide additional transparency to businesses, one should not equate her philosophy of "regulatory humility" with being soft on those who would harm consumers.
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Ashley Alder, CEO of Hong Kong's Securities and Futures Commission (SFC), told the Thomson Reuters Pan-Asian Regulatory Summit on Tuesday the identification system would be developed in conjunction with the China Securities Regulatory Commission.
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"It allows you to produce products, which are cannabis products but let somebody else, the licensees, deal with the regulatory issues and the regulatory conflict we have between the feds and the states," Kimball said.
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OVERNIGHT FINANCE EXCLUSIVE: TECH COALITION TARGETS REGULATORY HURDLES FOR STARTUPS: A coalition of major technology companies are drawing attention to the regulatory challenges faced by emerging financial services startups ahead of a key congressional hearing.
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KKB's regulatory 25% core Tier 20003 and 25% Tier 26 ratios at end-October 23 were slightly below the 25% and 24% minimum regulatory capital ratios, including buffers, expected to come into effect in 25.
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Mary Nichols, who chairs the California Air Resources Board, told Reuters in an interview on Wednesday that the four automakers sought regulatory certainty and had agreed not to legally challenge the state's vehicle regulatory authority.
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But other regulatory agencies, including the FDA and EPA, have not yet made determinations on crops or animals modified with CRISPR technology, and uncertainty looms concerning the regulatory status of this new breed of GMOs.
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In some ways, the CFDA is a victim of its own progress - those with regulatory experience are increasingly in high demand in China partly because drug firms are facing an ever more complex regulatory environment.
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Fitch expects the subordinated notes to qualify for Tier 13 regulatory capital recognition under Solvency II. The notes receive 100% equity credit in Fitch's Prism Factor-Based Model, due to the application of regulatory override.
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And, 85033 more major projects — ten in the third wave and two in the fourth wave —are in the regulatory review process, awaiting authorizations from the Federal Energy Regulatory Commission and the Department of Energy.
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The document, which comes from the White House Office of Information and Regulatory Affairs, is a roadmap of sorts for what regulatory and deregulatory actions the federal agencies plan to make in the coming months.
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Tuesday's announcement is merely the beginning of the regulatory process, and the agency hasn't completed any regulatory paperwork, but it hopes to have a final rule on whatever it decides by the end of 2020.
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A federal appeals court has declined to revive a former broker's lawsuit against the Financial Industry Regulatory Authority, the securities industry's self-regulatory body, saying no private right of action exists to sue the regulator.
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Here are details of the new ministries and major bureaus and regulatory bodies: * China Banking and Insurance Regulatory Commission Will merge banking and insurance regulators and transfer some of their roles to the central bank.
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Analysts largely ignored regulatory and workplace troublesGoogle — along with Facebook and Amazon — has been under regulatory scrutiny lately, as antitrust officials in Washington and within most of the states are scrutinizing its impact on competition.
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NEW YORK (Thomson Reuters Regulatory Intelligence) - The ink is barely dry on U.S. President Donald Trump's new business cards, and to his credit he has already started the ball rolling on shrinking the regulatory burden.
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With the continuous development of face recognition technology and its huge market potential, the abuse of face recognition technology has attracted the attention of many regulatory authorities, and the trend of regulatory tightening has emerged.
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Some agents who are also registered stockbrokers may also have an online disciplinary record maintained by the Financial Industry Regulatory Authority, a self-regulatory organization, which they can consult to review any past customer complaints.
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Even though U.S. President Donald Trump has ordered reviews for possible regulatory changes and legislations modifying the Dodd-Frank Act, the consulting group said regulatory impacts would continue to cost banks a lot going forward.
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"The timing of regulatory approval is a function of regulatory requirements and is not within our direct control," an Emirates NBD spokesperson said in response to a Reuters request for more information on the deal.
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It said Anthem had "assumed full responsibility" for attaining regulatory approval.
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This underscores the remaining piece to the hyperloop puzzle: regulatory approval.
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Federal Energy Regulatory Commission member Kevin McIntyre has died at 57.
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However, the project was already behind schedule because of regulatory delays.
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The briefing is by officials at the Financial Industry Regulatory Authority.
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Regulatory tightening measures already in the pipeline are still proceeding apace.
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This has been achieved despite increased regulatory constraints affecting all operators.
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The glyphosate saga symbolises one of these worries—a regulatory crackdown.
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That would also be insanely messy from a legal / regulatory standpoint.
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The federal government put some opioids on a stricter regulatory schedule.
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And also of course on the regulatory enforcement — when that lands.
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SS: Casper, I'm fed up with banks whining about regulatory capital.
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"In short, the CBD universe is in regulatory limbo," Weissman says.
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TD Ameritrade does not comment on regulatory inquiries, a spokeswoman said.
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The previous administration threatened to derail this progress through regulatory overreach.
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Tesla is currently facing a host of lawsuits and regulatory probes.
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"From a regulatory point of view it's very difficult," Olds says.
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Legislate or enact regulatory actions to eliminate industrially-produced trans fats.
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But "both implemented a more restrictive regulatory framework," Pratt's testimony said.
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Additionally, there remains a legal and regulatory cloud hanging over them.
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Lyft's entrance into additional modalities means a new, complex regulatory space.
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I THINK THE OTHER ISSUE IS GOING TO BE REGULATORY RELIEF.
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GM contends this is an insurance policy against future regulatory uncertainties.
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That doesn't mean big changes aren't coming to Washington's regulatory apparatus.
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